Skip to main content

Decentralization and immunization program in a single-party state: the case of the Lao People’s Democratic Republic

Abstract

Background

The Lao People’s Democratic Republic (Lao PDR), a lower-middle-income country, lags behind other Southeast Asian countries in immunization coverage for children under two years of age. The organization of health services is a key determinant of the functionality of immunization programs. However, this aspect, and in particular its decentralization component of the healthcare system, has never been studied.

Methods

A case study in the Lao National Immunization Program was performed using a neo-institutional theory-based conceptual framework, highlighting the structure (rules, laws, resources, etc.) and interpretative schemes (dominant beliefs and ideas) that underlie the state of decentralization of the healthcare system that support the conduct of the immunization program. Twenty-two semi-structured interviews were conducted with representative actors from various government levels, external donors, and civil society, in four provinces. Data were complemented with information retrieved from relevant documents.

Results

The Lao healthcare system has a deconcentrated form of decentralization. It has a largely centralized structure, albeit with certain measures promoting the decentralization of its immunization programs. The structure underlying the state of centralization of immunization services provided is coherent with a shared dominant interpretive scheme. However, the rapid economic, technical, and educational changes affecting the country suggest that the coherence between structure and interpretative schemes is bound to change.

Conclusion

Unprecedented opportunities to access quality higher education and the use of social networks are factors in Lao PDR that could affect the distribution of responsibilities of the different levels of government for public health programs such as the National Immunization Program.

Introduction

Decentralization involves the transfer of authority and responsibility for public functions from a central government to subnational or lower levels of government [1]. It is a national, political, legislative, institutional and fiscal process that involves power-sharing arrangements and decision-making within different levels of government [1, 2]. From a healthcare perspective, decentralization can be beneficial in particular for countries with a geographically diverse population. It can improve the efficiency, equity, accessibility and quality of healthcare service delivery [3, 4]. Granting local governments more control over healthcare resources and decision-making through decentralization can lead to better tailored services that are more effective in meeting the specific needs of the local population.

Indeed, the state of decentralization is recognized as a key political and institutional factor influencing immunization programs, especially in developing countries. The literature highlights the fact that giving immunization responsibilities to local governments enhances accountability for service delivery and boosts immunization coverage rates, notably in low-resource settings with diverse population demographics [5, 6].

Lao PDR is a lower-middle-income country situated in Southeast Asia. It has a population of seven million spread over a territory equivalent to the United Kingdom. It has been, since 1975, a single-party socialist state lead by the Lao People’s Revolutionary Party (LPRP) that is the sole legal political party in the country. As such, Lao PDR is led by the Marxist-Leninist concept of democratic centralism aimed at achieving one of the main goals of socialist parties, the social equality across the country. This ideological stance partially explains why the healthcare system in Lao PDR is considered to be of the deconcentration type, a type in which certain responsibilities are delegated to local governments while the ultimate control remains centralized. In a deconcentration system, local branches of central institutions are field offices or executing directives without autonomous decision-making authority [7, 8]. Several studies and reviews on the decentralized state of Lao PDR were conducted, primarily in the early 2000s [7,8,9,10,11,12,13,14,15,16,17,18,19,20,21,22,23,24,25,26,27]. While many focused on public administration and fiscal decentralization [7,8,9,10,11,12,13,14,15,16,17,18,19,20,21,22,23,24], a few also examined the decentralized healthcare system and its financial and administrative situation [25,26,27]. These studies highlighted challenges, especially in remote regions, related to the distribution of human and financial resources, which affect the capacity and effectiveness of healthcare system at the local levels (provincial, district and health center levels) in developing their own public health programs.

In a country like Lao PDR which contains, on a geographical basis, significant ethnic diversity, devolving power to provincial and district governments could, theoretically at least, more effectively address the behavioral factors of the of the population and health professionals, which pose obstacles to the optimization of vaccination coverage. Beliefs about the origin of diseases and the ability of vaccines to prevent them, and the negative experiences suffered by individuals from ethnic minorities above all, during their contact with public health services, have indeed been described as factors associated with low vaccination coverage [28,29,30,31]. Yet, the Lao immunization program is a national priority since the establishment of the Lao PDR. The program aims to achieve a 95% immunization rate among one-year-old children by 2025 [29]. No recent data are available on the current rate, but a 2022 study reported that merely 68% of children aged between 12 and 35 months were fully immunized [32]. This study shows that although significant efforts have been made to improve child vaccination indicators in the country, Lao PDR still lags behind other Southeast Asian countries. Diphtheria, tetanus, pertussis (DTP3) immunization coverage for children under 2 years of age for example was 79% in Lao PDR in 2020. This is lower than the coverage rates in Myanmar (84%), Cambodia (92%), and Vietnam (94%) [33]. Immunization coverage rates in Lao PDR reveal significant disparities among different population groups. According to the latest national survey conducted in 2017, full immunization coverage among young people aged 12–23 varies considerably across provinces, ranging from 9% in Xaysomboune Province to 75% in Borikhamxay Province [34]. Moreover, substantial disparities exist based on economic status, with DPT coverage rates ranging from 81% in the wealthiest quintile to 42% in the poorest quintile [35].

Key factors influencing immunization coverage span both demand and supply sides. On the demand side, challenges include geographical barriers, cultural and linguistic beliefs among ethnic minorities, poverty, and low literacy levels, which limit awareness and acceptance of immunization benefits among caregivers. On the supply side, shortages of skilled healthcare workers in remote areas, particularly in delivering outreach services to hard-to-reach populations [29, 32, 36]. Additionally, deficiencies in healthcare workers’ interpersonal communication skills, often stemming from language barriers and inadequate training in engaging with ethnic communities, exacerbate these challenges [29]. Furthermore, reported issues with vaccine provision and maintenance during transportation and storage at health facilities compound these challenges. These factors finally affect not only immunization coverage, but also seroconversion rates among vaccinated children's [36,37,38]. Other factors less explored in the literature on the Lao PDR immunization program include the decentralization of immunization services and programs. While there is growing recognition of its potential importance for improving immunization programs and its functioning [28, 35], this aspect remains relatively understudied in Lao PDR.

Method

Conceptual framework

The conceptual framework used in this study is based on Neo-institutional Theory (NIT). This theory allows interpreting how institutions’ programs are formed, implemented and functioning under the influence of institutionalized factors in their environment. NIT brings an understanding of these programs as the result of social and cultural systems embedded within the institutional context that influence the actors' interpretations of rules and regulations based on their views and beliefs toward organizations [39, 40].

This theory has been employed to examine decentralized healthcare systems in various countries, seeking to comprehend how the decentralized context influences the effectiveness of health programs and systems [41, 42].

NIT has been the source of different approaches that have been developed to address organization issues in healthcare systems. One of the approaches focuses on the dialectic between structure and interpretive schemes. The structure consists of laws, regulations, and formal and informal rules that underlie the functioning of organizations [43, 44]. Interpretive schemes consist of collective and dominant ideas, norms, values, and beliefs originating among and toward actors in the organizational context [43, 45]. The dialectic between structure and interpretive schemes provides insight into the social dynamics of interactions between institutionalized factors. This insight allows interpreting how institutionalized organizations function in a specific societal context and legitimize the structure that underlies their offer of services to the population.

Study design

An ethnographic case study design was employed to investigate the social and organizational determinants that underlie the formal–informal structure, as well as the dominant beliefs, values, and behaviors of groups of actors involved in the immunization program in Lao PDR [46, 47]. Data were collected through document reviews and interviews with actors engaged in the immunization program across various administrative levels in the study sites, assessing the perceptions of actors toward the functioning of the program at the national level.

Data collection

Study sites

Data were collected in the capital and in three provinces, Luangnamtha in the North, Xayabury in the Center and Saravan in the South. In these sites, the prevalence of complete vaccination according to the national vaccination schedule is 38%, 68%, 49% and 61%, respectively, compared to a national average of 48% [34]. One notes that the capital serves as the headquarters for the Ministry of Health (MoH), the Maternal and Child Health Center (MCHC), and all reference institutions related to maternal and child health. It also serves as the base for the headquarters of external donors, non-governmental organizations (NGOs), and civil society organizations (CSOs). The recruitment period for this study was between 15 January and 30 June 2022.

Interview guide

An interview guide was developed based on the study’s conceptual framework. It allowed discussing the following themes: immunization coverage rates, power distribution among government levels in Lao PDR, and the roles of various actors in immunization functioning across different authorized levels. The discussion explored formal and informal structures, including policies and regulations, and delved into informants' beliefs and perceptions influencing power dynamics in the immunization program (Additional file 1).

Sources of information

Two sources of information were applied for this study: semi-structured interview with key actors and document reviews.

Informants

Key participants for this research study were selected based on specific criteria: (1) having a formal position in their organization related to the immunization program for at least one year; (2) being authorized by the organization they represent to speak on its behalf; and (3) being able to communicate in one of the languages spoken by the interviewer, Lao (official language), English, or French.

A preliminary list of participants was drawn by one co-author (SK). A purposeful sampling approach was used to ensure the inclusion of all relevant vaccination organizations in the study provinces [48]. At the end of each interview, informants were asked to suggest additional individuals or organizations for further insights into the topic under discussion. A snowball sampling method was subsequently employed to enhance the diversity of information pool [46, 49].

In accordance with Lao Ministry of Health regulations, the sampling process began with consent from relevant organization directors. Designated individuals within these organizations were then contacted for individual interviews, with a consent form detailing the project sent via WhatsApp or email. Informants had the option of face-to-face or online interviews lasting 30–60 min, with consent for audio recording obtained. Handwritten notes were taken during the interviews to capture the discussion flow and nonverbal clues.

Documents

The information provided by the informants was supplemented by documents written in English, Lao, or French pertaining to immunization programs and the decentralized healthcare system in Lao PDR. These documents included published scientific papers, official documents, materials provided by informants, and documents retrieved from the websites of the informants’ organizations.

Data analysis

The analysis employed an inductive–deductive approach [46, 50]. Data collected from interviews and documents underwent analysis using NVivo 11 software. The data analysis process involved four main steps: (1) coding (from phrases, sentences, or paragraphs); (2) categorization (into themes or concepts); (3) coding of themes according to the conceptual framework; and (4) comparison of the emerging information with findings from other scientifically published studies on similar topics.

Data validation

The validity of the findings was ensured through four elements. Credibility was achieved by triangulating information from multiple sources. Transferability was ensured by providing a detailed description of participants, the research process, and the study context. Reliability was determined by conduction of independent analyses by two researchers (PV and DR) and searching for a consensus between them in case of discrepancies. Confirmability was ensured through a detailed and transparent record of the research process, including notes on data collection, analysis, interpretation, and discussion [46, 51].

Results

Semi-structured interviews were conducted with 22 individuals representing diverse groups, including government institutions, the Global Alliance for Vaccine and Immunization (GAVI), National Immunization Technical Advisory Groups (NITAGS), Non-Government Organizations (NGOs) and Civil Society Organizations (CSOs). The majority of participants were women (12 out of 22). The average age was 46, with a range of 35 to 61. Among the 22 participants, one worked at the central level (or Ministry of Health) of the healthcare system, six at the provincial level, seven at the district level, and three at health centers. There was one participant from each of the following organizations: GAVI, NITAGs, NGOs, and two CSOs. One interview was conducted in French, the others in Lao language (Table 1).

Table 1 Basic characteristics of interviewed participants

In addition, eight documents were analyzed: (1) Fiscal Decentralization in the People’s Democratic Republic of Lao; (2) Health System Review; (3) National Immunization Programme: Updated Comprehensive Multi-Year Plan Lao PDR 2019–2023; (4) Toward Sustainable Financing for Immunization Coverage in Lao PDR; (5) National Immunization Programme: Comprehensive multi year plan 2007–2011; (6) Promulgation of the Amended Law on the Government of the Lao People’s Democratic Republic; (7) International Review of the Expanded Programme on Immunization; and (8) Financial Sustainable Plan of National Immunization Program [9, 25, 28,29,30, 52,53,54].

Power sharing of government actors in the health sector

In Lao PDR, the national government, under the supervision of the LPRP Politburo, holds primary authority over all forms of power sharing between government levels regarding the political, administrative, and fiscal systems within the country [54].

Provincial governors are appointed by the President of the country based on the Prime Minister’s recommendation for a five-year term. Officially, responsibilities at the provincial level encompass the management of political, economic, sociocultural affairs, and human resources. In practice, however, the dynamics of power between the national and provincial governments are shaped by a complex interplay of human and political factors that extend beyond constitutional provisions [9, 54]. Above all, the leadership of the LPRP holds significant influence within the political system, extending to all levels of government and to their respective sectors, including healthcare.

Lao PDR's healthcare system operates across three administrative levels: central (Ministry of Health, or MoH), provincial (provincial health departments, or PHDs), and district (district health offices, or DHOs). The MoH coordinates a range of health services and manages information, the workforce, finances, and international collaborations at all levels of governance [25].

Structure and interpretive schemes influencing the functioning of immunization program in Lao PDR

Several factors related to either structure or interpretive schemas emerged from the data analysis (Fig. 1).

Fig. 1
figure 1

Social and organizational determinants associated with the decentralization type of immunization program in Lao PDR

Institutional structure of the immunization program in Lao PDR

Six main institutionalized factors associated with the structure of the immunization program, emerged from interviews and documents: (1) the national immunization policy; (2) the budget allocation and role of the GAVI international alliance for vaccines; (3) the human resources and expertise; (4) the material resources at the local levels; (5) the role of the LPRP’s mass organizations and community; and (6) the new communication tools.

The national immunization policy

The National Immunization Program (NIP) was launched as the Expanded Program on Immunization (EPI) in 1979 as a pilot-project in two provinces and gradually extended to cover all provinces in 1989 [30]. Administered mostly in the first year of life, routine vaccination is provided free of charge to children under one year old [29].

The program’s legitimacy is based on a government decree issued by the Prime Minister in 1993, followed by the endorsement of the National Immunization Law by the National Assembly in 2018. The law led the government to produce several documents to frame the roles and responsibilities of agencies at different government levels, even encouraging lower-level governments to mobilize resources to achieve immunization targets [29, 53].

Budget

Lao PDR being a lower-middle income country, routine immunization heavily relies on external donors, primarily the GAVI Alliance, for funding vaccines, injection equipment, cold chain supplies, safety boxes, and other essential resources. These donors also assist in developing guidelines and planning for various aspects of the immunization program, ensuring adherence to established norms and scientific standards [29, 30, 53]. Their contributions establish a formal structure for the program.

However, challenges arise in budget sourcing and distribution, impacting the program's functionality despite its well-thought-out organization. Immunization funds must be approved and distributed through the central level, resulting in delayed budget transfers from the MoH, especially in remote regions [28, 53]. Majority of local-level participants who raised this point emphasize that while they can request more funds from their local authority, ultimately all decisions are made at the central level.

The system is also fragile. During the COVID-19 pandemic for example, nearly all participants emphasize that routine immunization activities encountered disruptions, including delayed delivery schedules and limited outreach services at the community level. The focus shifted to vaccinating the entire population against COVID-19, leading to an extension of support from the NIP and donors like GAVI (pushing the withdrawal timeline from 2022 to 2023).

Yet, the biggest preoccupation raised by nearly all participants, is the fact that the vaccination program funding sources will have to change soon. Lao PDR aspires to reach the upper-middle income status by 2026. If this objective is reached, the government will not be able to benefit from the GAVI’s programs for lower-middle income countries, as it does presently. It will have to plan self-financing or securing external loans [25]. There is a concern widely shared among all participants regarding the capacity to guarantee enough funding once GAVI withdraws most of its support.

Human resources

Lao PDR grapples with a persistent challenge due to a shortage of vaccination staff at peripheral levels. The majority of participants at district and health center levels reveal that limited government staff at their facilities hinder effective operations. These remarks are supported by official documents [52, 53]. This is particularly evident when health workers are tasked with both vaccine administration and data management, along with other responsibilities such as Mother and Child Health (MCH) or curative services. Indeed, health workers are burdened with numerous responsibilities that extend beyond vaccine-related activities, as stated in the following quotation:

“Nowadays, there are more update knowledge for newly graduated, it would be good if they come to work with us, it would reduce our works. However, the problem is the quota number, it depends on the upper level (central government) for the divided number, it is a problem. In our section, there are a lot of micro plans, so each of staff have to work for so many things” said by participant from provincial level (P7)

Added to this dilution of expertise, according to the majority of participants and official documents, are other challenges, notably with regard to data management technology adoption by some health workers, in particular the older ones and English proficiency. Indeed, these reported issues have been shown to negatively impact the quality of immunization data management and reporting systems [29, 52]. Some participants at district and health center levels mention that immunization data are still recorded manually in notebooks or on blue boards mounted on walls in some districts and most health centers. This is shown in the following quotation:

When we report the daily vaccination rates, we write it, then take a picture of it and then send it. Then, the district would enter the data for us. Mostly they (DHOs) said that they (central level) would like us to enter the data ourselves, but mostly the data is wrong when we enter it ourselves, sometimes there is a duplicate data for just one person. The data is repeated said by participant from health center (P19).

Finally, the majority of participants at the local level acknowledge the shortage of human resources within vaccination teams, which often leads to communication challenges between vaccinators, who typically only speak the Lao language, and communities that predominantly speak other languages. While these teams frequently utilize interpreters, these interpreters often lack the specialized knowledge needed to resolve ambiguities effectively. As a result, interpretations tend to be largely literal and may not fully address underlying complexities.

Material resources

Immunization programs heavily depend on stable material resources, including cold chain equipment and reliable transportation for vaccines to reach all administrative levels. In Lao PDR, ensuring the availability of these resources for the immunization program is challenging due to factors like poor road conditions and budget constraints, particularly affecting the delivery of materials to remote district and health facility levels [30, 52]. Indeed, some participants at the local levels report difficulties in providing vaccine due to shortage of generators and vehicles. Nearly all participants agree that local authorities have insufficient means to adequately supplement immunization teams with materials provided by the central level, particularly impacting the maintenance of the vaccine cold chain.

LPRP’s mass organizations

The mass organizations are the arm of the LPRP in the community. They are involved in many health activities, including those funded and managed by external organizations.

In communities with distinct languages and traditions, mass organizations facilitate the smooth functioning of immunization services by leveraging their community knowledge [29, 53]. The LPRP, through its mass organizations and its representatives in health organizations, has the ability to closely monitor the activities carried out in the health system. Nearly all participants from the district and health center levels highlight that in "difficult villages", where villagers either do not access healthcare facilities for vaccines or disappear during outreach services, health center staff need to report these issues to LPRP representatives at the district health office. If solutions are ineffective, problems are referred to the provincial level, as stated in the following quotation:

“At the village level, this includes the head of village and other heads of village Unions (mass organizations of the LPRP). At the district level, there are the committee for health including in the three unions, the Youth’s, the Women’s, and Lao Front’s Unions. In case we face some difficulties, we couldn’t get the cooperation from villagers as our target population, so we need to contact the district and village authorities together with all the Unions to come helping us” said by participant from provincial level (P7).

Communication tools

Widespread access to smartphones and affordable internet services, platforms like Facebook and WhatsApp have changed the way communication take place in the Lao healthcare system. WhatsApp, in particular, is identified by almost all participants as a game-changer, enabling horizontal and vertical communication among healthcare workers. Nearly all participants emphasized how technology, especially social media, has transformed the once rigid hierarchical structure of interlevel communication in the Lao healthcare system. This technology has empowered staff at all administrative levels to engage in informal and less hierarchical exchanges. This can be shown in the following quotation:

In our office, we have WhatsApp groups. The first group includes the head of units, and the other group is for reports. In order to coordinate with provincial level, there is also an EPI group. It is the province who created this group and who included all the district EPI staff. For me, I am also in the group of the district party committee, and of the district council. When there is anything from provincial council committee, they would send it via this group said by participant from district level (P14).

Interpretive schemes influencing the functioning of immunization program in Lao PDR

Interviews with the participants reveal a striking convergence between the interpretive schemes. Regardless of the governance level, respondents collectively comprehend the objectives and challenges of the immunization program and its functioning. This alignment manifests in two key elements derived from the data analysis: (1) beliefs on vaccination challenges; and (2) beliefs on power-sharing dynamic in Lao PDR.

Beliefs on vaccination challenges

In the realm of immunization, the acceptance of vaccination stands as a cornerstone of immunization activities. In culturally diverse countries like Lao PDR, communities vary widely in cultures, traditions, practices, and languages. Health workers at all levels of governance share a prevailing consensus. All participants from district and health center levels emphasize that in so-called risky districts, factors such as ethnicity, poverty, and maternal education level influence child vaccination rates. These influences stem from families' perceptions regarding the benefits and potential side effects of vaccination. This observation is also supported by the majority of participants at central and provincial levels.

Beliefs on power-sharing dynamic

More than half of the participants recognize the importance to take into account the fact that the expertise in immunization is concentrated in the capital and that provinces are generally devoid of expert resources. It is this aspect which explains above all why the sharing of power with regard to the immunization program is not conflictual. Yet, these participants also emphasize that beyond formal hierarchies and established customs, there is room for direct and indirect discussion across different levels of authority. They all describe how in Lao PDR, a country where the low population density means that the probability of knowing each other when working in the health system, whatever your position, is great. Moreover, a country like Lao PDR where social events that bring the community together are frequent, there are a considerable space for interindividual interactions unconstrained by hierarchical considerations. This coexistence between respect for a hierarchy traditionally based on age, social position and level of education, and a family attitude in relationships between people who know each other, whatever their position in the social hierarchy, is a “Lao way” which gives a unique color to the dynamic of power sharing in the Lao health system.

Furthermore, the majority of participants at the local level recognize the positive impact of socioeconomic changes, which result in particular in a gradual increase in the number of professionals with knowledge and skills who establish themselves in the provinces. These participants express increased confidence in a system which is increasingly able to provide quality training to future health professionals.

Finally, one notes that all participants emphasize that the COVID-19 pandemic has ushered in a new chapter in how individuals across different government levels engage, impacting the power-sharing dynamic within the Lao healthcare system. The use, in parallel with that of WhatsApp, of online platforms like Zoom and Google Meet, has increased online means to carry out exchanges between professionals located at various levels of governance. According to nearly all participants, this shift to online communication has transformed the traditional concept of meetings in Lao PDR. Previously confined to solely face-to-face interactions often followed by social activities, meetings now can be conducted virtually. New norms and practices have been put in place.

In summary, these socioeconomic changes have influenced the beliefs regarding the power-sharing dynamic among immunization actors across all government levels.

Discussion

The neo-institutionalized theory allowed to identify institutionalized factors that are related to the effect of decentralization on the functioning of the immunization programs in Lao PDR. Among those, three stand out as having a foreseeable impact on the expected evolution of a system that has shown remarkable stability since the advent of Lao PDR: (1) the sociopolitical context that delineates the distribution of power among different levels of governance; (2) the resource availability of a lower-middle-income country; and (3) the use of new technologies by healthcare professionals.

Lao PDR sociopolitical background

Lao PDR is a one-party state led by the Lao People's Revolutionary Party (LPRP). This party adheres to the Marxist-Leninist ideology, which emphasizes equality among various population groups, with particular attention to marginalized communities [55]. The ideology also promotes the concept of democratic centralism. The democratic component of the concept allows for open discussion and participation within the party. The centralism component ensures unity and discipline in decision-making process, providing the party’s leadership the responsibility for the final decision-making process [7, 55]. In Lao PDR, the central level, in accordance with this political conception of the state, detains higher control and power [8]. This is further compounded by the distinctive features of the Lao context, where the country's cultural traditions in addition to the political one, is marked by a strong respect for social hierarchy based several factors that include education level, and position in the bureaucratic hierarchy of the government apparatus [7, 55, 56]. In addition, the sociopolitical dynamics of Lao PDR are influenced by the Confucianist ideology, prevalent in Pacific and East Asian countries, including Lao PDR [57,58,59]. This reality is compounded by the Confucian custom of upholding hierarchical systems that prioritize the directives of individuals perceived to hold higher social and political statuses, thereby promoting political centralization.

This sociopolitical context strongly shapes power distribution in immunization efforts across government levels in Lao PDR. Within the Lao healthcare system, decision-makers at each tier are LPRP members, highlighting the political sway over public health matters. However, the voices of members of mass organizations from villages play a crucial role in decision-making within the LPRP, from local to central levels giving space for local concern about how to adapt programs to the realities of the communities. Similar to other single-party socialist nations like Vietnam and Cuba, local authority unions serve as grassroots agents overseeing health activities within their regions, significantly shaping health intervention outcomes at the community level [60, 61]. In Lao PDR, it is worth emphasizing that few public health activities are carried out without the consensus and support of mass organization members operating at the community level. These members come from the communities and therefore expected to have the capacity to understand and express local preoccupations. Their involvement gives a voice to the community, but also strengthens the dynamic of power lead by the central level.

In brief, the country's sociopolitical backdrop ensures consistency between the structure underpinning the activities deployed in the public health system, and the interpretative schemes shared within it. This suggests a continuation of stability [62].

Resource availability

Lao PDR's immunization program, largely supported by external donors like GAVI, will soon faces a new budget situation caused by the country's economic transition to the upper-middle-income status [63, 64]. Indeed, Lao PDR is currently in the GAVI phase known as "accelerated transition" indicating that the country has surpassed GAVI’s eligibility criteria. The national government is now expected to contribute with at least 35% of the vaccine costs [65, 66]. The capacity of provinces to raise funds for immunization programs is currently quite unlikely. Lao PDR does not have the economy strength to allow local governments more autonomy in financial matters, as seen in China for example [67, 68]. The future seems to lead the country to perpetuate the deconcentration type of its healthcare decentralization. This prospect of maintaining the decentralized state that currently supports the immunization program is also reinforced by the fact that the country lacks specialized professionals, and skilled vaccine administrators and data managers at the district and health center levels [29]. Technical schools and universities are also in a relatively short period of time unable to train enough professionals to offset the significant shortage of human resources. Coupled with the current state of the country's financial resources, there is limited capacity to increase the number of government staff to meet nationwide needs, particularly in peripheral areas. In short, all respondents argued that the state of resources available in the country reduced the options for empowering local authorities to manage public health programs. There is therefore consistency between structure and interpretative schemes that are shared within this system. The resource situation points to continued stability.

Use of new technologies by health professionals

In a country like the Lao PDR where the line between personal and work life is, for cultural and traditional reasons, often blurred in contrast to Western countries [69], many healthcare personnel frequently connect on social media platforms like Facebook and WhatsApp, sharing both professional and personal content including personal texts, photos and videos. With 3.60 million social media users in the country, constituting 49% of the population, these platforms play a significant role in communication. Helped by the COVID pandemic, WhatsApp has become the primary tool for team communication, used by 87% of healthcare personnel [70]. Additionally, WhatsApp has become a widely relied-upon tool for both formal and informal communication among healthcare personnel across the country. This new dynamic is also supported by the fact that healthcare personnel in the regions are increasingly well educated and comfortable using the new possibilities offered by information technology to understand the health problems of populations and seek appropriate solutions. This vertical and horizontal connectivity within WhatsApp groups at different authority levels streamlines coordination and fosters collaboration among personnel. Furthermore, this lateral interaction within these groups introduces a new dynamic that changes the traditional hierarchical norms of a decentralized system in a single-party state. This shift toward technology and decentralized platforms represents a significant transformation in the landscape of the healthcare system in Lao PDR.

The use of communication technology is expected to prompt professionals to reconsider their interpretative schemes, regarding the sharing of responsibilities between government levels. While the structure supporting decentralization has seen minimal change over the last 50 years, is not expected to drastically change, new interpretive schemes might replace the current ones, thanks to the advancements in technology and the development of human resource. At the local level, gradual decreases in human resource shortages, an uptick in graduates returning to their home provinces, and an increased use of modern communication technologies are anticipated. These shifts are likely to alter beliefs regarding the capacity of local resources to assume greater responsibilities. Though these changes may not fully resolve resource deficits, they may empower well-trained individuals at the local level to exercise more autonomy in managing immunization programs adapted to local populations. This transition toward greater local responsibility, informed by local insights and experiences, holds promise for enhancing immunization coverage within communities.

Limitations

This study has some limitations. First, as with any qualitative study, unconscious subjectivity and bias among researchers might have influenced some interpretations. However, the risk is mitigated by ensuring four elements of results validity, particularly triangulation of information from interviews and document reviews, as well as independent analyses conducted by two researchers.

A second limitation is the generalizability of the study results. They may not apply to all public health programs in Lao PDR given that the diversity and regional variations within the country may lead to differences in the implementation and functioning of the immunization program across provinces. These results may also not apply to other single-party socialist countries which, although similar in political terms to Lao PDR, sometimes differ considerably in terms of ideological orientation, socioeconomic background, international relations, foreign policy, and degree of political decentralization/centralization.

Conclusion

Unprecedented access to quality higher education and the increasing use of social networks might be altering power dynamics between local and central governments in the country, through their effect on the coherence between a structure that supports the deconcentrated form of decentralization and that has changed little over the last 50 years, and up-to-now widely shared interpretative schemes inside the healthcare system. This expected rebalancing of power relations might reshape the distribution of responsibilities devolved to different levels of government for public health programs such as the National Immunization Program.

Availability of data and materials

The datasets during and/or analyzed during the current study are available from the corresponding author upon reasonable request.

Abbreviations

CSOs:

Civil society organizations

DHOs:

District health offices

DTP3:

Diphtheria, tetanus, pertussis

EPI:

Expanded program on immunization

GAVI:

Global Alliance for Vaccine and Immunization

Lao PDR:

Lao People’s Democratic Republic

Lao TPHI:

Lao Tropical and Public Health Institute

LPRP:

Lao People’s Revolutionary Party

MCHC:

Maternal and Child Health Center

MCH:

Mother and child health

MoH:

Ministry of Health

NGOs:

Nongovernmental organizations

NITAGS:

National Immunization Technical Advisory Groups

NIT:

Neo-institutional Theory

PHDs:

Provincial Health Departments

References

  1. Boko SH. Decentralization_definitions, theories and debates. In: Decentralization and reform in Africa. Boston: Springer; 2002. p. 1–10.

    Chapter  Google Scholar 

  2. Frumence G, Nyamhanga T, Mwangu M, Hurtig AK. Challenges to the implementation of health sector decentralization in Tanzania: experiences from Kongwa district council. Glob Health Action. 2013;6:20983.

    Article  PubMed  Google Scholar 

  3. Mosca I. Decentralization as a determinant of health care expenditure: empirical analysis for OECD countries. Appl Econ Lett. 2007;14(7):511–5.

    Article  Google Scholar 

  4. Saltman RB, Bankauskaite V, Vrangbaek K. Decentralization in health care. UK: Mcgraw-Hill House; 2007.

    Google Scholar 

  5. Be-ere S. Decentralization reforms in developing countries designed to champion the interests of central politicians and not grassroots development. J Dev Soc. 2022;38(1):27–49.

    Google Scholar 

  6. Khaleghian P. Decentralization and public services: the case of immunization. Washington, D.C.: World Bank; 2003.

    Book  Google Scholar 

  7. Stuart-Fox M. Politics and Reform in the Lao People’s Democratic Republic. University of Queensland; 2005.

  8. Gomez JL, Martinez-Vazquez J, Sepulveda C. Reigning in provincial fiscal owners decentralization in Lao PDR. Georgia, United States: Andrew Young School of Policy Studies; 2008.

  9. Martinez-Vazquez J, Gomez JL, Yao G. Fiscal decentralization in the People’s Democratic Republic of Lao. Georgia, United States: Georgia State University; 2006. Contract No.: Working Paper 06-22.

  10. UNCDF. Governance, Public Administration Reform & Decentralized Service Delivery Project (GPAR) Saravane Province Lao Peoples Democratic Republic. United Nations Capital Development Fund; 2009.

  11. Pravongviengkham PP. A National Advocacy for a Holistic and Decentralized Approach to Forest Management in Lao PDR. Bangkok, Thailand: RECOFTC Report N.18 and RAP Publication 2000/1; 2000.

  12. Phetlasy K, Kulachai W. Improvement of the District Level Local Administration in Lao People’s Democratic Republic. Proceedings of the 20th International Symposium on Management (INSYMA 2023). Advances in Economics, Business and Management Research2024. p. 463–9.

  13. Hanpaseuth B. Rural Development and Decentralization in Lao People's Democratic Republic. Parliamentary Institute of Cambodia; 2016.

  14. Fujita Y, Phengsopha K. The gap between policy and practice in Lao PDR. In: Colfer CPJ, Ganga DR, Capistrano D, editors. Lessons from forest decentralization. London: Routledge; 2008.

    Google Scholar 

  15. Ministry of Home Affairs, UNDP, UNCDF. National Governance and Public Administration Reform (NGPAR) programme—Strengthening Capacity and Service Delivery of Local Administrations (SCSD) 2012–2016: District Development Fund (DDF) Final Report on Impacts and Lessons Learnt. Vientiane, Lao; 2016.

  16. Chagnon J, Van Gansberghe D, Rumpf R, Vongphasouk B. Governance and participant in Laos. The Asia Department; 2003.

  17. SIDA. Financial and administrative system in Lao PDR. Stockholm SIDA: Asia DIvision; 2003.

  18. Soukamneuth BJ. The Political Economy of Transition in Laos: from peripheral socialism to the margins of global capital. Cornell University; 2006.

  19. Croissant A. Laos: The transformation of periphery socialism. Comparative politics of Southeast Asia. Springer, Cham: Springer Texts in Political Science and International Relations. 2022. p. 121–48.

  20. Saito J, Keosada N, Tomokawa S, Akiyama T, Kaewviset S, Nonaka D, et al. Factors influencing the National School Health Policy implementation in Lao PDR: a multi-level case study. Health Promot Int. 2015;30(4):843–54.

    Article  PubMed  Google Scholar 

  21. Boutthavong S, Hyakumura K, Ehara M. Stakeholder participation in REDD+ readiness activities for three collaborative projects in Lao PDR. Forests. 2017;8(5):150.

    Article  Google Scholar 

  22. Phomsoupha X. The impact of three-dimensional organizational change on Laos’ Rural Electrification. Minnesota: Walden University; 2017.

    Google Scholar 

  23. Luangrath S. Decentralization in Lao PDR: a case study of the effectiveness of three build directive policy on local authority. Seoul, Korea: Seoul National University; 2019.

    Google Scholar 

  24. Punya S. Restructuring domestic institutions: democratization and development in Laos. Berlin, Germany: Humboldt University of Berlin; 2019.

    Google Scholar 

  25. World Health Organization. The Lao People’s Democratic Republic: Health System Review. Asia Pacific Observatory on Health Systems and Policies; 2014. Contract No.: 1.

  26. Phommasack B, Oula L, Khounthalivong O, Keobounphanh I, Misavadh T, Loun, et al. Decentralization and recentralization in Laos. Southeast Asian J Trop Med Public Health. 2005;36(2):523–8.

  27. Thome J-M, Pholsena S. Lao People’s Democratic Republic: Health Financing Reform and Challenges in Expanding the Current Social Protection Schemes. Economic and Social Commission for Asia and the Pacific; 2009.

  28. Ministry of Health. National Immunization Program: Financial Sustainability Plan. Vientiane, Lao PDR: Ministry of Health, GAVI, WHO; 2002.

  29. Lao PDR National Immunization Programme. Updated Comprehensive Multi-Year Plan Lao PDR 2019–2023. Vientiane capital: Ministry of Health, GAVI, UNICEF/WHO; 2018 October 2018.

  30. World Health Organization. International review of the expanded programme on immunization: in the Lao People’s Democratic Republic, May 2012. Geneva: World Health Organization; 2012.

    Google Scholar 

  31. United Nations in Lao PDR. Country Analysis Report: Lao PDR: Analysis to inform the Lao People's Democratic Republic-United Nations Partnership Framework (2017–2021). Vientiane, Lao PDR: United Nations; 2015.

  32. Ichimura Y, Yanagisawa N, Thandar MM, Pathammavong C, Phounphenghuk K, Nouanthong P, et al. The determinants of immunization coverage among children aged between 12 and 35 months: a nationwide cross-sectional study in Lao People’s Democratic Republic. BMC Public Health. 2022;22(1):2259.

    Article  PubMed  PubMed Central  Google Scholar 

  33. World Bank. Immunization, DPT (% of children ages 12–23 months) 2020 [Available from: https://data.worldbank.org/indicator/SH.IMM.IDPT?end=2020&name_desc=false&start=1980.

  34. Lao Statistic Bureau. Lao Social Indicator Survey II 2017. Vientiane, Lao PDR: Lao Statistic Bureau and UNICEF; 2018.

  35. Sorensen BH, Masaki E, Panyanouvong T, Vongsonephet T, Thitsy S, Chamleunsab M, et al. Managing transitions : reaching the vulnerable while pursuing Universal Health Coverage (Vol. 2) : health financing system assessment in Lao PDR (English). Vientiane, Lao PDR: World Bank; 2017.

  36. Phoummalaysith B, Yamamoto E, Xeuatvongsa A, Louangpradith V, Keohavong B, Saw YM, et al. Factors associated with routine immunization coverage of children under one year old in Lao People’s Democratic Republic. Vaccine. 2018;36(19):2666–72.

    Article  PubMed  Google Scholar 

  37. Hefele L, Syphan S, Xayavong D, Homsana A, Kleine D, Chanthavilay P, et al. Seroprotection at different levels of the healthcare system after routine vaccination with diphtheria-tetanus-pertussis whole cell-hepatitis B-Haemophilus influenzae type B in Lao People’s Democratic Republic. Clin Infect Dis. 2019;69(12):2136–44.

    Article  CAS  PubMed  PubMed Central  Google Scholar 

  38. Hefele L, Xaydalasouk K, Kleine D, Homsana A, Xayavong D, Syphan S, et al. Seroprevalence of measles and rubella antibodies in vaccinated and unvaccinated infants in the Lao People’s Democratic Republic. Int J Infect Diseases. 2021;108:524–30.

    Article  Google Scholar 

  39. DiMaggio PJ, Powell WW. Introduction. In: Powell WW, DiMaggio PJ, editors. The new institutionalism in organizational analysis. Chicago, United States: University of Chicago Press; 1991.

    Google Scholar 

  40. DiMaggio PJ, Powell WW. The Iron cage revisited: institutional isomorphism and collective rationality in organizational fields. Am Sociol Rev. 1983;48(2):147–60.

    Article  Google Scholar 

  41. Trouvé H, Couturier Y, Etheridge F, Saint-Jean O, Somme D. The path dependency theory: analytical framework to study institutional integration. The case of France. Int J Integr Care. 2010;10.

  42. Macfarlane F, Barton-Sweeney C, Woodard F, Greenhalgh T. Achieving and sustaining profound institutional change in healthcare: case study using neo-institutional theory. Soc Sci Med. 2013;80:10–8.

    Article  PubMed  Google Scholar 

  43. Greenwood R, Hinings CR. Understanding radical organizational change: bringing together the old and the new institutionalism. Acad Manag Rev. 1996;21(4):1022–54.

    Article  Google Scholar 

  44. Senge K. The ‘New Institutionalism’ in organization theory: bringing society and culture back in. Am Sociol. 2013;44(1):76–95.

    Article  Google Scholar 

  45. Machado-da-Silva CL, Silva da Fonseca V, Crubellate JM. Unlocking the institutionalization process: insights for an institutionalizing approach. Brazil Admin Rev. 2005;2(1):1–20.

    Article  Google Scholar 

  46. Creswell JW. Research design: qualitative, quantitative, and mixed methods approaches. London, UK: SAGE Publications Inc; 2013.

    Google Scholar 

  47. Kielmann K. The ethnographic lens. In: Gilson L, editor. Health policy and systems research: a methodology reader. Geneva, Switzerland: World Health Organization; 2012. p. 235–52.

    Google Scholar 

  48. Palinkas AP, Horwitz SM, Green CA, Wisdom JP, Duan N, Hoagwood K. Purposeful sampling for qualitative data collection and analysis in mixed method implementation research. Adm Policy Ment Health. 2015;42(5):533–44.

    Article  PubMed  PubMed Central  Google Scholar 

  49. Naderifar M, Goli H, Ghaljaie F. Snowball sampling: a purposeful method of sampling in qualitative research. Strid Dev Med Educ. 2017;14(3):1–4.

    Google Scholar 

  50. Proudfoot K. Inductive/deductive hybrid thematic analysis in mixed methods research. J Mixed Methods Res. 2022;0(0):1–19.

  51. Ponterotto JG. Brief note on the origins, evolution, and meaning of the qualitative research concept “Thick Description.” Qual Rep. 2006;11(3):538–49.

    Google Scholar 

  52. World Bank. Lao PDR: toward sustainable financing for immunization coverage in Lao PDR. Vientiane capital: World Bank, GAVI; 2017.

  53. Ministry of Health. National Immunization Programme: Comprehensive multi year plan 2007–2011. Vientiane Capital: Ministry of Health, UNICEF / WHO; 2006.

  54. Promulgation of the Amended Law on the Government of the Lao People’s Democratic Republic, 34 (2003).

  55. Dahuai Y, Phoutthaphone S, Jing W. The role of Marxism in the Lao political system in the contemporary era. Int J Soc Sci Human Invent. 2017;4(12):4216–26.

    Google Scholar 

  56. Mariani L. The rise of distrust: state officials, gifts and social hierarchy in Laos. Eur J Sociol. 2012;53(2):149–69.

    Article  Google Scholar 

  57. Schmidt CE. Values and democracy in East Asia and Europe: a comparison. Asian J German Eur Stud. 2018;3(1).

  58. Nawrot KA. Does Confucianism promote cooperation and integration in East Asia? Int Commun Chinese Cult. 2020;7(1):1–30.

    Article  Google Scholar 

  59. Kim Y, Lee H-K, Park S. The Confucian tradition and politics. Oxford Research Encyclopedia of Politics. 2019.

  60. Hanh TTD, Ngoc LB, Hoa LN, Gong E, Tao X, Yan LL, et al. Improving prevention of cardiovascular diseases: barriers and facilitators in primary care services in Vietnam. Int J Healthc Manage. 2021;14(4):1270–8.

    Article  Google Scholar 

  61. Nguyen-Tien T, Probandari A, Ahmad RA. Barriers to engaging communities in a dengue vector control program: an implementation research in an urban area in Hanoi city, Vietnam. Am J Trop Med Hyg. 2019;100(4):964–73.

    Article  PubMed  PubMed Central  Google Scholar 

  62. Greenwood R, Hinings CRB. Radical organizational change. USA: SAGE Publications Ltd.; 2006.

    Book  Google Scholar 

  63. Saxenian H, Alkenbrack S, Freitas Attaran M, Barcarolo J, Brenzel L, Brooks A, et al. Sustainable financing for immunization Agenda 2030. Vaccine. 2022.

  64. Bahuguna P, Masaki E, Jeet G, Prinja S. Financing comprehensive immunization services in Lao PDR: a fiscal space analysis from a public policy perspective. Appl Health Econ Health Policy. 2023;21(1):131–40.

    Article  PubMed  Google Scholar 

  65. GAVI. Framework for Gavi Funding to Countries. GAVI: The Vaccine Alliance; 2022.

  66. GAVI. Eligibility: Eligibility for Gavi support is determined by countries' national income: GAVI: The Vaccine Alliance; 2023 [updated 17 March 2023. Available from: https://www.gavi.org/types-support/sustainability/eligibility.

  67. Zhou W, Dai W. Shifting from fragmentation to integration: a systematic analysis of long-term care insurance policies in China. Int J Integr Care. 2021;21(3):11.

    Article  PubMed  PubMed Central  Google Scholar 

  68. Zhu J, Ge Z, Xia J, Liu Q, Ran Q, Yang Y. Status quo and problem analysis of cervical cancer screening program in China: based on RE-AIM framework. Front Public Health. 2022;10.

  69. Achchi Mohamed IJ. Western cultural values and its implications on management practices. South East Asian J Contemp Bus Econ Law. 2012;1:61–70.

    Google Scholar 

  70. World Bank. Positioning The Lao PDR for a digital future. Vientiane, Lao PDR: World Bank; 2021.

    Google Scholar 

Download references

Acknowledgements

We would like to express our sincere thanks to all the participants who generously shared their valuable experiences with us. We would also like to express our thanks to the organizations that assisted us in participant recruitment. The first author P.V. extends her special thanks to the Canadian Francophonie Scholarship Program (CFSP) for their support during her doctoral studies.

Funding

This research was supported by the Canadian Francophonie Scholarship Program, under the Canadian Bureau for International Education, Government of Canada.

Author information

Authors and Affiliations

Authors

Contributions

PV1: conceptualization and design; acquisition of data; analysis and interpretation of data; writing original draft; and writing review and editing of the manuscript. SK2: recruitment of participants; writing review and editing the manuscript; and supervision. DR1: conceptualization and design; analysis and interpretation of data; writing review and editing of the manuscript and supervision. All the authors have read and approved the final manuscript.

Corresponding author

Correspondence to Phonevilay Viphonephom.

Ethics declarations

Ethics approval and consent to participate

Ethical approval for the study was obtained from the Research Ethics Board of Laval University, Quebec, Canada (number “2021-259/23-09-2021”) and the National Ethics Committee for Health Research, Ministry of Health, Vientiane, Lao PDR (number “08/NECHR”, 14/01/2022). Written informed consent was obtained from all participations before data collection.

Consent for publication

Not applicable.

Competing interests

The authors declare that they have no competing interests.

Additional information

Publisher's Note

Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.

Supplementary Information

Additional file 1.

Interview guide.

Rights and permissions

Open Access This article is licensed under a Creative Commons Attribution 4.0 International License, which permits use, sharing, adaptation, distribution and reproduction in any medium or format, as long as you give appropriate credit to the original author(s) and the source, provide a link to the Creative Commons licence, and indicate if changes were made. The images or other third party material in this article are included in the article's Creative Commons licence, unless indicated otherwise in a credit line to the material. If material is not included in the article's Creative Commons licence and your intended use is not permitted by statutory regulation or exceeds the permitted use, you will need to obtain permission directly from the copyright holder. To view a copy of this licence, visit http://creativecommons.org/licenses/by/4.0/.

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

Viphonephom, P., Kounnavong, S. & Reinharz, D. Decentralization and immunization program in a single-party state: the case of the Lao People’s Democratic Republic. Trop Med Health 52, 35 (2024). https://doi.org/10.1186/s41182-024-00601-8

Download citation

  • Received:

  • Accepted:

  • Published:

  • DOI: https://doi.org/10.1186/s41182-024-00601-8

Keywords